Identification of Securities Holders

The Identification of Securities Holders is a service provided by Euronext Securities Porto to the Issuers.
It consists in providing information on  the identification of the beneficial holders, in whole or in part, of the securities registered in the centralised systems managed by Euronext Securities Porto, as well as the quantity held by each one.

On September 3, 2020, changes were made to the Identification of Securities Holders process in order to comply with the requirements of the Shareholders Rights Directive II.

^{① – Issuer sends the request to Euronext Securities Porto through My INTERBOLSA}

^{② – Euronext Securities Porto validates the request}

^{③ – Euronext Securities Porto sends the notification of the request to its Participants, through STD (NOTIDTIT) or ISO 20022 messages (seev.045), if previously subscribed}

^{④ – On record date after the end of day Euronext Securities Porto sends to its Participants, through STD, the positions to be identified (PNA file). For requests with a reference date in the past (up to 1 year) the PNA file is sent at the end of the day the request is notified}

^{⑤ – Euronext Securities Porto Participants send, through STD, the information of the end investors identification (FIA file) and the detailed securities positions (DPN file) or through ISO 20022 messages (seev.047), if previously subscribed. For the financial intermediaries over the custody chain the information must be sent by ISO 20022 messages (seev.047), if previously subscribed, or through My INTERBOLSA – DPN-CLI File (see layout in Support Documentation, on this page).}

^{⑥ – Euronext Securities Porto validates the information received}

^{⑦ – Euronext Securities Porto sends the status advice of the information received}

^{⑧ – Euronext Securities Porto consolidates the information received}

^{⑨ – Euronext Securities Porto sends to Issuer, through My INTERBOLSA , the information of the end investors identification (DN file)}

_{Aditional information can be found at Shareholders Rights Directive II page.}

_LINKS:

Securities code

CMVM Regulation 14/2000