Tradelog | Euronext Securities Oslo

This page is available in multiple languages

Select Language

Euronext is introducing a new service that helps customers to comply with internal and external regulations regarding employee trading

When companies operate in the financial market they are required by law to report on employee trading to ensure public confidence in the financial markets. TradeLog is a web-based compliance tool and a fully functional case management system to handle employees’ applications, approvals and enquiries relating to their personal trading activity. It can be tailored to the company’s specific environment and incorporates all of the regulations, internal policies and procedures which govern employee trading activity.

The online solution includes a fully digital registration process for pre-approval of trades, and automated monitoring and notification of trade violations. The solution is linked to the employee’s account in Euronext Securities Oslo.

Track your employees' and their related parties trading activity

Key features

TradeLog can be accessed via the compliance portal or the employee portal, depending on the user’s role.

For compliance officers

Digitised application process for pre-clearance of trades
Rule based configuration to automate trade reviews based on firm’s policies
Electronic case management system for compliance
Approval or denial of applications based on pre-set parameters
Automated surveillance and notifications of violations
Standard and customised reports (e.g. violation log, authorizations, etc

For employees

Digitised application process for pre-clearance of trades
Administration (add / apply, modify, remove) of consent, holdings, and related parties
Integration and feedback communication from compliance screens / actions
Information on prohibited trades, etc.
Automated surveillance and notifications of violations to employees and related parties

DOWNLOAD PRODUCT SHEET

English

Dashboard features

User-friendly dashboard provides total oversight of employees’ trading and holdings. Reducing risk of fines and time spent investigating violations.

Applications pending

Process applications easily via the “Applications Pendig” tab and request additional input from the employee and/or other parties in the company
Unresolved violations

Receive notification of violations are sent to the compliance officer and to the employee. Tradelog can manage all necessary documentation related the case
Missing contents

Keep track of missing consents from employees and/or their related parties via the ‘Missing consents’ tab
Pending messages

Communicate easily with employees ensuring transparency and acting as an information channel from the firm’s compliance department

Contacts

Carl-Johan Wiklund

cwiklund@euronext.com